Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Tanvi Nakra

Charlotte

Summary

Tanvi Nakra has more than 12 years of professional work experience in Financial Services focussing on Banking and Capital Market Technology. She has primarily worked in Regulatory Reporting, ESG, Credit Risk, ERPs, CCAR, Data Analytics domains, Quality Assurance Testing, System controls, Data Analysis, Data warehousing and Business Intelligence Platforms. She has extensive experience working with clients on technology solution design, project management and delivery across various business domains including regulatory and risk management.

Overview

15
15
years of professional experience
1
1
Certification

Work History

Manager – Technology Consulting

Ernst & Young
02.2018 - Current
  • Led the design and execution of a comprehensive risk-based controls testing framework for US Basel regulatory rules ensuring compliance with regulatory requirements and delivering insightful analysis. Oversaw a team in developing test scripts, quality control reviews and cross-functional coordination with Risk, Technology and Compliance teams.
  • Managed a team to create and execute edit checks for FR Y-14M, FR Y-14Q and FR Y-14Q report schedules.
  • Managed a team of 10+ resources and supported a large US Bank in documenting the end to end process for Basel RWA calculations and reporting in Banking Book across retail and equity exposures.
  • Supported a large US Bank in current state assessment and development of a target state roadmap for its climate, sustainability focused technology and data strategy, by leading a team of 4 resources.
  • Supported a team of EY professionals to develop a python/angular based Financed emissions calculator supporting the calculation of PCAF methodology-based emissions (Scope 3, Category 15 – Investments) based on a firm’s portfolio.
  • Assisted regulatory reporting IT transformation, which included setting up regulatory and management reporting governance model, current state technology and book of work analysis, target state definition, roadmap development, Agile adoption and high-level planning of the cost center environment.
  • Led the Credit Risk team with Wholesale Lending and Credit risk testing and control efforts per Basel regulatory requirements. Helped the bank analyse and standardize its data requirements across the credit risk portfolio. Also assisted with analysis, architecture, design, development, and project management for RWA risk reporting.
  • Assisted a market and counterparty risk technology architecture design and future state adoption engagement for a major US bank. Including Project plan current state gap assessment, business data element dictionaries, testing strategy, and BRDs to support future state architecture (e.g., data, capability, and non-functional requirements). Managed issue escalation and remediation efforts across business and technology teams, addressing root causes and implementing action plans to reduce regulatory and reputational risks.
  • Experience in gathering functional requirements, designing processes, conducting full regression testing cycles for impact analysis, and helping decommission legacy machines and code bases for cost-cutting and performance improvements in Market and Counterparty risk areas.
  • Established and maintained quality control methodologies to monitor compliance performance, assess process effectiveness, and address regulatory requirements. Delivered insightful, data-driven reports on control testing results and trends, enabling leadership to proactively manage risks and drive strategic improvements in consumer complaint and dispute resolution.
  • Skill Set: Regulatory Reporting, SQL, MS-Excel, MS-Access, MS-Project, Data Analysis, Basel/capital, Credit Risk, Regression/Application/Controls Testing, SDLC, Agile Methodology

Associate – Finance and Risk Data Engineering

Goldman Sachs & Co
02.2015 - 02.2018
  • Developed framework for testing reporting controls and created dashboard for data-driven reporting analysis for monitoring compliance and key performance indicators.
  • Worked on data analysis/modelling and end-to-end transaction testing of Margin Loans, Retail Loans (Marcus) from Data Lake for Credit Risk Advisory Management.
  • Data Sourcing, Validation, Visualization and Reconciliation from various sources and performed capacity and regression tests
  • Helped decommission legacy machines, code bases for cost cutting and performance tuning and exposure report calculations.
  • Undertook Financial Risk parameters, enhanced workflows, performed gap analysis, process optimizations with production acceptance testing.
  • Automated a number of processes including controls to reduce production access and worked on Versatile Loading Framework.
  • Conducted functional and regression testing based on business requirements for software applications cases to verify application compliance.
  • Skill Set: SQL, Data Modeling- PURE, Tableau, ETL, Java, Slang, UNIX, MS-Excel, Shell Scripting, TeamCity, Regression/Application Testing

Systems Analyst and Quality Assurance Engineer

National Foreign Language Center, University of Maryland – College Park
08.2013 - 12.2014
  • Created Wireframes, Systems Requirement Specifications, Functional Specifications and translate business into technical requirements.
  • Conducted SCORM integration testing, implemented controls and process mappings to resolve technical challenges and identify areas of improvement.
  • Implemented Quality Assurance, performance tuning, test automation and maintenance of the production applications.
  • Skill Set: Lucid Chart, Asana, SharePoint, SCORM, Drupal, Sahi Pro 5.0.9, Bloom Tools, Requirements Gathering, Functional Testing

Application Developer – Oracle PeopleSoft (ERP)

IBM India Pvt Ltd
07.2010 - 07.2013
  • Provided consulting services across cross industry clients and delivered various high complexity items for ERP implementations.
  • Facilitated application development by developing technical design documentation and implemented integration with provisioning systems.
  • Coordinated with client for functional requirement gathering, design processes/conduct full regression testing cycles for impact analysis.
  • Designed workflows, Structured Query Reports with procedural programming and embedded SQL for Oracle DB interaction programs.
  • Skill Set: PL/SQL, Cognos, Peoplecode, RDBMS, Rational Test Manager, XML, IBM DB2, Oracle SQL Developer, SDLC, Agile Methodology
  • Awards: Project Appreciation Award by PMI – as Best Project of the Year Short Duration-2011, Rated among top 26% employees.

Education

Master of Information Management -

University Of Maryland – College Park
College Park, MD
01.2015

Bachelor of Technology - Electronics and Communication

Mody Institute of Technology and Science
05.2010

Skills

  • Database querying with SQL
  • Database management: MS SQL Server, Sybase, Oracle 11i, IBM DB2
  • Proficient in MS Office Suite and project management tools
  • Understanding of market risk and regulatory capital requirements
  • Effective team leadership
  • Effective time management
  • Analytical decision-making
  • Effective verbal communication
  • Analytical problem-solving
  • Effective task delegation
  • Strategic goal setting
  • Project coordination
  • Strategic business development

Certification

  • Successfully completed certification in Sustainability and IBM Envizi Sales Foundation from IBM
  • Oracle Certified in IZO-241 PeopleSoft Application Developer I: Peopletools and Peoplecode
  • Oracle Certified in IZO-242 PeopleSoft Application Developer II: App Engine and Integration
  • Oracle Certified in Peoplesoft Peoplecode Rel 8.5 ed 1 LVC PRV, Query Reporting Rel 8.5 ed 1 LVC PRV and XML Publisher for PeopleSoft Enterprise Peoplesoft Rel 8.5 ed 1 LVC PRV
  • Successfully completed Oracle University Courses on IT – Fundamentals, Peoplecode and XML & BI Publisher
  • Completed Goldman Sachs’s training courses on SQL, Tableau, Data Analytics, Data Visualization and various platforms

Timeline

Manager – Technology Consulting

Ernst & Young
02.2018 - Current

Associate – Finance and Risk Data Engineering

Goldman Sachs & Co
02.2015 - 02.2018

Systems Analyst and Quality Assurance Engineer

National Foreign Language Center, University of Maryland – College Park
08.2013 - 12.2014

Application Developer – Oracle PeopleSoft (ERP)

IBM India Pvt Ltd
07.2010 - 07.2013

Bachelor of Technology - Electronics and Communication

Mody Institute of Technology and Science

Master of Information Management -

University Of Maryland – College Park
Tanvi Nakra