Sam Curtis
Chapel Hill
Summary
I’m someone who truly values connection, growth, and purpose in the work I do. I’m looking for a company where I can build a long-term home, a place to learn, grow, and make a meaningful contribution over time. I care deeply about the people I work with and the impact we create together. Stability, teamwork, and trust are what drive me, and I try to bring curiosity, consistency, and genuine care into everything I do.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Retirement Planner
Empower
03.2025 - Current
- Advise participants on allocation, risk, and retirement income; align portfolios to time horizon and tolerance.
- Conduct in-depth portfolio reviews and risk assessments, aligning asset allocations with clients’ time horizons, risk tolerance, and retirement income needs.
- Ensure strict adherence to compliance and risk protocols, placing participant outcomes and best interests at the center of every interaction.
- Analyze participant trends and feedback to develop proactive solutions that enhance client experience and grow assets under management.
Registered Representative
Ally Invest
06.2024 - 03.2025
- Referred $20M in total opportunity to the wealth advice team in the month of December.
- 16 volunteer hours contributed to the local community in December.
- Received recognition in the monthly business review by senior leadership for my leadership mentality.
- Maintain, create, and strengthen client relationships.
- Publish daily market news for the whole department.
- Facilitate the execution of client orders.
- Resolve complicated client trading concerns.
- Maintain high quality service that exceeded QA expectations.
- Strengthen the Ally brand by providing an unforgettable customer experience.
Analyst, NA Commercial Finance
Viatris
01.2023 - 06.2024
- Conduct robust analytics to develop insights for monthly financial forecasts, budgets, and strategic plans.
- Prepare detailed reports and analyses of commercial financial performance, including variance analysis and evaluation of business metrics and trends.
- Develop and assess models for commercial forecasts, translating these into actionable financial plans, and scrutinizing product-level plans.
- Maintain the accuracy, integrity, and confidentiality of all financial information used in reporting, analysis, and decision-making.
- Establish and nurture effective business relationships across the organization.
Quality Assurance Analyst
UBS Wealth Advice Center
12.2021 - 01.2023
- Documented quality issues and performance measures for management review, analyzed results and recurring trends and provided feedback and findings to management.
- Worked closely with internal teams, including sales management, compliance, operations, learning and development, project management, to ensure day to day wealth management call center functions were being executed at above standard level.
- Assisted in analyzing deficiencies in service and performance and recommended service improvements.
- Fostered a quality culture in which all employees became actively engaged in guaranteeing quality in both client facing and administrative aspects of the role.
Registered Representative
Ally Invest
01.2021 - 12.2021
- 1 out of 3 to be selected for the Client Retention Program.
- $662,697 retained in the first month.
- Worked 11:30AM-10:00PM to meet business needs.
- Facilitated the execution of client orders.
- Resolved complicated client trading concerns.
- Maintained high quality service that exceeded QA expectations.
- Strengthened the Ally brand by providing an unforgettable customer experience.
Education
BBA - Finance
Marshall University
Huntington, WV05-2020
Skills
- Root-cause analysis
- Customer service and support
- Portfolio management
- Regulatory compliance
- Financial planning
- Relationship management
- Financial services
- Risk assessment and management
- KPI analysis
- Trend modeling
- Process enhancement
- BI dashboards
Websites
Certification
- Series 7
- Series 66
Timeline
Retirement Planner
Empower
03.2025 - Current
Registered Representative
Ally Invest
06.2024 - 03.2025
Analyst, NA Commercial Finance
Viatris
01.2023 - 06.2024
Quality Assurance Analyst
UBS Wealth Advice Center
12.2021 - 01.2023
Registered Representative
Ally Invest
01.2021 - 12.2021
BBA - Finance
Marshall University