Summary
Overview
Work History
Education
Skills
Timeline
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Nicholas Harker

Harrisburg,NC

Summary

Dynamic Senior Execution Trading Specialist at Wells Fargo with expertise in trade execution and KYC compliance. Proven track record in resolving discrepancies and enhancing client relationships. Proficient in Loan IQ and Clearpar, leveraging strong problem-solving and time management skills to drive successful outcomes in syndicated loan trades.

Overview

4
4
years of professional experience

Work History

Senior Execution Trading Specialist

Wells Fargo
11.2023 - Current

As a Senior Execution Trading Specialist, I manage lender positions to facilitate the closing of agented and third-party syndicated loan trades. I complete lender KYC using CBOA and build, review, and execute trades for both member and non-member syndicated loan positions. Additionally, I track transaction discrepancies through internal reports, identify lender-related issues, and work to resolve them. I utilize platforms such as Loan IQ, Agora, and Clearpar to ensure accurate and efficient trade execution.

Deal Administrator

Wells Fargo
09.2021 - 11.2023

As a Deal Administrator, I played a critical role in analyzing and processing both routine and complex syndicated loan transactions. My responsibilities included reconciling and servicing agented syndicated loan deals, ensuring accurate maintenance of large-scale debt disbursements, and handling collections efficiently. I was entrusted with managing 34 agented deals while maintaining strong internal and external relationships to foster positive business connections.

In this role, I was responsible for:

  • Analyzing, processing, and reconciling syndicated loan transactions, including borrowings, paydowns, and monthly/quarterly billing for commercial accounts.
  • Reviewing and complying with credit agreements to ensure accurate and timely processing of loan transactions.
  • Executing trades for agented and third-party syndicated loan deals.
  • Managing high-volume workloads in a fast-paced environment while maintaining a strong attention to detail and quality.
  • Communicating effectively with key stakeholders, ensuring smooth execution of transactions and providing excellent customer service.
  • Maintaining a high level of organizational and time management skills to meet tight deadlines and client expectations.

This role required a keen ability to read, comprehend, and process complex loan agreements, while adapting quickly to shifting priorities and maintaining high standards of accuracy and efficiency.

Education

Bachelor of Science - Computer Science

University of North Carolina At Wilmington
Wilmington, NC
12-2020

Skills

  • Trade execution
  • Syndicated loans
  • KYC compliance
  • Loan IQ
  • Clearpar
  • Agora
  • Excel
  • Transaction reporting
  • Client relationship management
  • Discrepancy resolution
  • Problem solving
  • Time management
  • Team collaboration

Timeline

Senior Execution Trading Specialist

Wells Fargo
11.2023 - Current

Deal Administrator

Wells Fargo
09.2021 - 11.2023

Bachelor of Science - Computer Science

University of North Carolina At Wilmington
Nicholas Harker