Alex Pete
Charlotte
Overview
8
8
years of professional experience
1
1
Certification
Work History
Mutual Fund Trader
LPL Financial
Fort Mill
06.2024 - Current
- Support advisors, clients, and internal business partners with trading inquiries, which may include order placement, research, corrections, and system troubleshooting involving trading products.
- Work through complex situations to understand the root cause of problems, and determine economical solutions.
- Build and leverage relationships with internal departments, third-party vendors, transfer agents, and sponsors to assist with escalations, improve processing pain points, mitigate risk to the firm, and safeguard against trading compliance violations.
Trade Enablement Assistant
Wells Fargo
Charlotte
09.2023 - Current
- Served as contact person and source of information to maintain good communication with clients.
- Handled incoming calls and directed callers to appropriate department or employee.
- Placed trades and provided education in regards to brokerage products and services.
Contractor
Associate Staffing
Charlotte
05.2023 - 09.2023
- Utilized critical thinking skills to obtain SIE, Series 7 and Series 63 licenses
- Analyzed information in order to apply it to scenario based questions
Restaurant Organization and Sanitation Specialist
Bulla Gastrobar
Charlotte
09.2021 - 09.2022
- Reported to the Partnering General Manager, responsible for restaurant presentation and overall employee and guest satisfaction
- Charted restaurant seating map, allowing for seating requests from guests while being mindful of server loads
- Acted as liaison between staff and management to facilitate and maintain healthy business and customer relationships
- Utilized exceptional customer service skills to greet and take care of customers.
Organization Specialist (Seasonal)
Weyerhaeuser
Grifton
05.2019 - 08.2019
- Supported warehouse management and production by identifying safety hazards and establishing safety procedures
- Configured and assembled new offices
- Collaborated with management to organize and file documentation and support daily operations.
Sales Associate
Boost Mobile
Kinston
02.2018 - 08.2018
- Reported to the Senior Store Manager and specialized in customer service and cash management
- Consistently met/exceeded sales targets driving increase in store/regional performance
- Trained and developed new sales representatives
- Assumed managerial responsibility by preparing money orders and completing bank deposits.
Education
Bachelor of Science - Economics - Business
UNC Charlotte
01.2022
Skills
- Trade Execution & Compliance
- Data Entry
- Conflict mediation
- Leadership
- Time Management
- Client relationship management
- Teamwork and collaboration
- Problem Solving
Certification
• FINRA SIE
• FINRA SERIES 7
• FINRA SERIES 63
• FINRA SERIES 7
• FINRA SERIES 63
Timeline
Mutual Fund Trader
LPL Financial
06.2024 - Current
Trade Enablement Assistant
Wells Fargo
09.2023 - Current
Contractor
Associate Staffing
05.2023 - 09.2023
Restaurant Organization and Sanitation Specialist
Bulla Gastrobar
09.2021 - 09.2022
Organization Specialist (Seasonal)
Weyerhaeuser
05.2019 - 08.2019
Sales Associate
Boost Mobile
02.2018 - 08.2018
Bachelor of Science - Economics - Business
UNC Charlotte